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Thomas Michael Johnson

Investment Adviser Representative at Equitable Advisors, LLC

Madison, WICRD #7770555Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Michael Johnson is an investment adviser representative with Equitable Advisors, LLC in Madison, WI, where they have been registered since 2025. They have worked in the securities industry since 2023. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Wisconsin.

Office

429 Gammon Place, Suite B200
Madison, WI 53719

Advisors at this office: 12

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Wisconsin
Broker:
1 state or territory

Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/9/2023
Series 7
General Securities Representative Examination
Passed 8/28/2023
SIE
Securities Industry Essentials Examination
Passed 4/13/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Equitable Advisors, LLCCurrent
1/17/2025 – Madison, WI
Equitable Advisors, LLC
9/6/2023 – 10/3/2024Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Equitable Advisors, LLC
    Jun 2023 – Sep 2024New York, NY
  2. Heavy Duty Heroes
    Sep 2022 – Oct 2024Gilbert, AZ
  3. Purple Greens/Sodexho
    Oct 2020 – Sep 2022Phoenix, AZ
  4. Amazon
    May 2020 – Aug 2020Sussex, WI
  5. Prestwick Group
    May 2021 – Aug 2021Sussex, WI
  6. Sharp
    Aug 2022 – May 2023Tempe, AZ
  7. Sharp
    May 2022 – Jul 2022Sussex, WI
  8. Grand Canyon University
    Aug 2019 – Apr 2023Phoeniz, AZ
  9. Panera Bread
    May 2019 – Aug 2019Delafield, WI
  10. Culver's
    Oct 2017 – May 2019Hartland, WI
  11. Unemployed
    Jun 2013 – Oct 2017Lisbon, WI
  12. Unemployed
    Nov 2024 – Dec 2024Madison, WI
  13. Jerg Financial Partners LLC (Gavin Jerg)
    Jan 2025 – no end date reportedMadison, WI
  14. Equitable Advisors, LLC
    Jan 2025 – no end date reportedNew York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Equitable Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, workplace solutions and strategies, retirement, protection, and advice services

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Financial PlanningRetirementProtectionWorkplace SolutionsInsuranceWealth Management

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4,590
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
Founded:
1859
SEC file number:
801-14065

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Equitable Advisors, LLC

Showing 12 of 4,590 in the directory

View Equitable Advisors, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Michael Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Thomas Michael Johnson (Equitable Advisors) | AdvisorFinder