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Thomas Michael Kelley

Financial Professional at Granite Harbor Advisors, Inc.

Houston, TXCRD #6506746
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Michael Kelley is a financial professional associated with Granite Harbor Advisors, Inc. in Houston, TX, where they have been associated since 2024. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Fidelity Personal and Workplace Advisors and Northwestern Mutual Investment Services,llc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent).

Office

10603 West Sam Houston Parkway North, Suite 450
Houston, TX 77064

Advisors at this office: 10

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/14/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 8/4/2016
Series 7
General Securities Representative Examination
Passed 8/4/2021
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/22/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Granite Harbor Advisors, Inc.Current
4/4/2024 – Houston, TX
Fidelity Personal AND Workplace Advisors
2/16/2022 – 4/3/2024Houston, TX
Northwestern Mutual Investment Services,llc
10/18/2021 – 11/30/2021Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Granite Harbor Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
Firm account minimum
$250,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
13
Offices listed on AdvisorFinder:
1
Main office:
Houston, TX
SEC file number:
801-110558

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 10, 2026

View full firm profile

Other advisors at Granite Harbor Advisors, Inc.

12 other advisors in the directory

View Granite Harbor Advisors, Inc. firm profile

Similar advisors in Houston, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Michael Kelley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Thomas Michael Kelley (Granite Harbor Advisors)