Thomas Patrick Williams
Investment Adviser Representative at CX Institutional, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Patrick Williams is an investment adviser representative with CX Institutional, LLC in Auburn Hills, MI, where they have been registered since 2025. They have worked in the securities industry since 2020 and were previously registered with TFG Advisors. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Michigan and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Michigan State UniversitySep 2016 – May 2020Lansing, MI
- TFG AdvisorsMay 2020 – Aug 2025Auburn Hills, MI
- Jackson National LIFE InsuranceOct 2019 – May 2020East Lansing, MI
- Farmington Public SchoolsJun 2016 – Aug 2019Farmington Hills, MI
- CX InstitutionalJul 2025 – no end date reportedAuburn Hills, MI
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About CX Institutional, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $5,000
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning, investment management, tax-minimization strategies, charitable giving, risk management, multigenerational estate planning, business planning, and high-net-worth investing.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 76
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Auburn, IN
- SEC file number:
- 801-112742
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 28, 2026
View full firm profileOther advisors at CX Institutional, LLC
Showing 12 of 76 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Patrick Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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