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Thomas Paul Hajny

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Phoenix, AZCRD #1029417Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
5 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ArizonaMassachusettsMontanaNevadaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/22/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/7/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/26/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/27/1982
Series 24
General Securities Principal Examination
Passed 6/22/2006
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/23/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
3/6/2017Phoenix, AZ
AMERITAS INVESTMENT CORP
9/22/200912/27/2016Renton, WA
SIGNATOR INVESTORS, INC.
7/7/20069/27/2007Seattle, WA
METLIFE SECURITIES INC.
7/9/20015/31/2002Bothell, WA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Paul Hajny has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Paul Hajny - Financial Advisor in Phoenix, AZ | AdvisorFinder