UF
USA FINANCIAL SECURITIES LLC
SEC RegisteredLet's build your ideal practice together.
ADA, MIhttps://usafinancial.com888-407-8198
Assets Under Management
$100M–$500M
Year Founded
1988
Employees
172
Office Locations
25 offices
Total Accounts
1529
About the firm
Since 1988, USA Financial has delivered proven tools and processes that help independent financial advisors make their practices more predictable. USA Financial is a family of independent companies offering comprehensive solutions that connect and empower advisors with the tools, systems, and services they need to grow their practice. Their motto is "Plan first. Invest second."™
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthState/Municipal
Areas of expertise
Independent Financial AdvisorsTAMPAsset ManagementFinancial PlanningInsurance And AnnuitiesComplianceCoaching And ConsultingMarketing SupportPractice ManagementMergers And AcquisitionsSuccession Planning+2 more
Services
USA Financial offers coaching and consulting, incorporated compliance, transition assistance, marketing support, attentive operations, mergers/acquisition/succession, investments and asset management (including a TAMP introduced in 2016), financial planning, insurance and annuities, and integrated technology.
financial_planninginsurancewealth_management
Who they serve
Independent financial advisors
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,185 | $212M |
| High Net Worth Individuals | 53 | $79M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
374 total clients reported on Form ADV.
Leadership
Brent David Enders
PRESIDENT/DIRECTOR/TRUSTEE OF BRENT D. ENDERS TRUST U/A DTD 06/17/2004
Michael David Walters
CHAIRMAN OF THE BOARD/CHIEF EXECUTIVE OFFICER/DIRECTOR/TRUSTEE OF THE MICHAEL D. WALTERS TRUST U/A DTD 3/13/1996
William Clayton Bachert
CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL (PRIMARY)/MUNICIPAL PRINCIPAL/DIRECTOR
Andrea Denise Stewart Mcgrew
CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / DIRECTOR
Usa Financial Corporation
OWNER
1996 Michael D. Walters Trust Under Agreement Dated March 13
TRUST/INDIRECT OWNER
2004 Brent D. Enders Trust Under Agreement Dated June 17
TRUST/INDIRECT OWNER
Michael David Walters
TRUSTEE/INDIRECT OWNER
Brent David Enders
TRUSTEE/INDIRECT OWNER
Mark Robert Mersman
CHIEF MARKETING OFFICER
James Carroll Jr Mcconnell
CHIEF OPERATIONS OFFICER
Office locations
25 offices in 14 states
MI
ADAHQ
WA
POULSBO
PA
NORRISTOWN
PA
ERIE
MD
TIMONIUM
NC
RALEIGH
MO
OSAGE BEACH
PA
CHAMBERSBURG
MI
GRAND RAPIDS
MI
BELMONT
CA
SHINGLE SPRINGS
MI
LANSING
CA
TUSTIN
IA
RED OAK
MI
GRAND RAPIDS
OH
WESTERVILLE
IL
HOMER GLEN
WV
BRIDGEPORT
MI
TROY
IN
EVANSVILLE
MI
ST JOSEPH
ME
BANGOR
WA
PUYALLUP
MO
REPUBLIC
ID
MERIDIAN
Advisors at this firm
Showing 100 of 143
Michael James Alexander
Investment Adviser Representative
Bernard Michael Avon
Investment Adviser Representative
Paul Douglas Axberg
Investment Adviser Representative
Jim Edward Baadshaug
Investment Adviser Representative
David Randall Barnes
Investment Adviser Representative
Michelle Lynn Bauer
Investment Adviser Representative
Elissa Louise Beimal
Investment Adviser Representative
David Rodney Black
Investment Adviser Representative
Steven Lind Bowlds
Investment Adviser Representative
Paul Francis Buckley
Investment Adviser Representative
Jeffrey Earl Bush Sr
Investment Adviser Representative
Seth Andrew Baker
Investment Adviser Representative
Tyler Austin Bannister
Investment Adviser Representative
Cale Ryan Bentley
Investment Adviser Representative
Anthony Black
Investment Adviser Representative
Gary Alan Blanchard
Investment Adviser Representative
Michael Allan Blankers
Investment Adviser Representative
Thaddeus Timothy Braun
Investment Adviser Representative
Arturo Burgueno
Investment Adviser Representative
Aaron Burtzel
Investment Adviser Representative
Michael Starr Caputo
Investment Adviser Representative
Troy Chatterton
Investment Adviser Representative
Sarah Louise Clayton
Investment Adviser Representative
David Lee Cobb
Investment Adviser Representative
Donald Wayne Coplin
Investment Adviser Representative
Melissa Anne Carlon
Investment Adviser Representative
Adam Chambers
Investment Adviser Representative
Bill Stevenson Childers
Investment Adviser Representative
Bill S Childers
Investment Adviser Representative
Jason Curtis Clark
Investment Adviser Representative
Andrew Brian Coplin
Investment Adviser Representative
Kiersten Crum
Investment Adviser Representative
Dale Eugene Danner
Investment Adviser Representative
Michael Scott Dum
Investment Adviser Representative
Nathan Ives Daniel
Investment Adviser Representative
Connor Pierce Decou
Investment Adviser Representative
Randy Dean Deaton
Investment Adviser Representative
Kelly Livesey Doherty
Investment Adviser Representative
Matthew Garrett Eichert
Investment Adviser Representative
Brent David Enders
Investment Adviser Representative
Pamela Marie Echegaray
Investment Adviser Representative
Richard George Elias
Investment Adviser Representative
Michael Eric Frantz
Investment Adviser Representative
Daniel Joseph Fuller
Investment Adviser Representative
Kevin Michael Fields
Investment Adviser Representative
Ashleigh Ray Franco
Investment Adviser Representative
Michal Fraser
Investment Adviser Representative
Brian Edward Frick
Investment Adviser Representative
David Lee Greene
Investment Adviser Representative
Diana Michele Groh
Investment Adviser Representative
Richard James Grygier
Investment Adviser Representative
Thomas Paul Hajny
Investment Adviser Representative
Gerald Best Hanifan Jr
Investment Adviser Representative
Samuel B Harvey
Investment Adviser Representative
Wayne J Hentrup
Investment Adviser Representative
Matthew Robert Hoogterp
Investment Adviser Representative
Hugh Franklin Hale
Investment Adviser Representative
Sonja Michelle Hall
Investment Adviser Representative
Patrick John Hays
Investment Adviser Representative
Todd Hayworth
Investment Adviser Representative
Mario Hernandez
Investment Adviser Representative
Scott Michael Hilliard
Investment Adviser Representative
Kevin Andrew Holt
Investment Adviser Representative
Andrew Blair Howard
Investment Adviser Representative
Kelsey Howard
Investment Adviser Representative
Saundra Hudspeth
Investment Adviser Representative
Grant Huffman
Investment Adviser Representative
Steven Jablonski
Investment Adviser Representative
Cheri Lynn Johnson
Investment Adviser Representative
James Franklin Johnson Jr
Investment Adviser Representative
Howard Elliott Kaplan
Investment Adviser Representative
Steven Grant Keeton
Investment Adviser Representative
Gregory Lee Karp
Investment Adviser Representative
Andrew Robert Kayla
Investment Adviser Representative
Steven Garrett Kern
Investment Adviser Representative
James Kerwin Koenig
Investment Adviser Representative
Tyler Krzciok
Investment Adviser Representative
Brian Kunkel
Investment Adviser Representative
Genise Marcel Lacasse
Investment Adviser Representative
William Joseph Lacasse
Investment Adviser Representative
Shannon E Larosse
Investment Adviser Representative
Jeffrey William Leppert
Investment Adviser Representative
Christopher Martin Lacasse
Investment Adviser Representative
Aaron K Lamport
Investment Adviser Representative
Chad Edward Lange
Investment Adviser Representative
Jason Eric Levy
Investment Adviser Representative
Eric Dixon Loaiza
Investment Adviser Representative
Robert Scott McPeak
Investment Adviser Representative
Mark Meloro
Investment Adviser Representative
Mark Robert Mersman
Investment Adviser Representative
Daniel Scott Miller
Investment Adviser Representative
Rebecca L Miller
Investment Adviser Representative
John William Myers
Investment Adviser Representative
Tucker J Newhouse
Investment Adviser Representative
Peter Daniel Notaro
Investment Adviser Representative
Richard Nettuno
Investment Adviser Representative
Nelson Eddie Newton
Investment Adviser Representative
Allan Oehrlein
Investment Adviser Representative
Amanda Lynn Opulskas
Investment Adviser Representative
Peter Michael Petruso
Investment Adviser Representative
Regulatory & compliance
CRD number
#103857
SEC Number
801-68276
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Commission / Hourly / Flat Fee
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
usafinancial.comPhone
888-407-8198Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. USA FINANCIAL SECURITIES LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.