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Thomas Reese Owens

Investment Adviser Representative at GARDE CAPITAL, INC.

Seattle, WACRD #2070276Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/5/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/21/1990
Series 3
National Commodity Futures Examination
Passed 10/22/1990
Series 7
General Securities Representative Examination
Passed 9/17/1990
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/21/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0000.95%
$1,000,001 to $2,000,0000.90%
$2,000,001 to $5,000,0000.90%
$5,000,001 to $10,000,0000.80%
$10,000,001 to $25,000,0000.60%
$25,000,001 to $50,000,0000.50%
$50,000,001 and up0.40%
Source

Garde Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GARDE CAPITAL, INC.Current
8/28/2009Seattle, WA
UBS FINANCIAL SERVICES INC.
2/7/20039/15/2009Seattle, WA
PRUDENTIAL SECURITIES INCORPORATED
5/24/19992/20/2003Seattle, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View GARDE CAPITAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Reese Owens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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