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Thomas Richard Wright

Investment Adviser Representative at Prevail Innovative Wealth Advisors, LLC

Leawood, KSCRD #2083074Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Richard Wright is an investment adviser representative with Prevail Innovative Wealth Advisors, LLC in Leawood, KS, where they have been registered since 2023. They have worked in the securities industry since 1993 and have been registered with 9 firms, including Prudential Financial Planning Services and Edward Jones. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kansas and Missouri.

Office

4745 W. 136th Street
Leawood, KS 66224

Advisors at this office: 27

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas, Missouri

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/17/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/2/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/17/1992

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prevail Innovative Wealth Advisors, LLCCurrent
11/7/2023 – Leawood, KS
Prudential Financial Planning Services
11/29/2019 – 11/8/2023St. Louis, MO
Edward Jones
9/3/2013 – 9/6/2019Peculiar, MO
Financial Telesis, Inc.
1/6/2012 – 8/30/2013Grain Valley, MO
Bukaty Companies O'renick Wealth Management
10/13/2010 – 8/31/2011Leawood, KS
NRP Advisors, Inc.
1/14/2008 – 12/1/2010Leawood, KS
LPL Financial Corporation
10/25/2005 – 1/22/2008Leawood, KS
Waddell & REED, Inc.
4/4/2005 – 11/2/2005Kansas City, MO
Charles Schwab & Co., Inc.
4/21/2003 – 1/4/2005Overland Park, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Edward Jones
    Sep 2013 – Sep 2019St Louis, MO
  2. Pruco Securities, LLC.
    Nov 2019 – Nov 2023St Louis, MO
  3. Unemployed
    Sep 2019 – Nov 2019Lee's Summit, MO
  4. Prudential Financial Planning Services
    Nov 2019 – Nov 2023St Louis, MO
  5. Prevail Innovative Wealth Advisors, LLC
    Nov 2023 – no end date reportedLeawood, KS

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Prevail Innovative Wealth Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Performance-based fees
Firm's annual rate schedule by assets
  • First $99,9991.50%
  • Next $149,9991.40%
  • Next $249,9991.30%
  • Next $249,9991.20%

+4 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingPeriodicals and Newsletters

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
30
Offices listed on AdvisorFinder:
3
Main office:
Leawood, KS
SEC file number:
801-123758

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Prevail Innovative Wealth Advisors, LLC

Showing 12 of 30 in the directory

View Prevail Innovative Wealth Advisors, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Richard Wright has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Thomas Richard Wright (Prevail Innovative Wealth Advisors)