Thomas Robert Manuel
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Robert Manuel is an investment adviser representative with Osaic Wealth, Inc. in Charlotte, NC, where they have been registered since 2025. They have worked in the securities industry since 2021 and were previously registered with Vanguard Marketing Corporation. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois and North Carolina.
Registrations & licenses
- Investment adviser:
- Illinois, North Carolina
- Broker:
2 states and territories
Illinois, North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Vanguard Group, Inc.Jul 2021 – no end date reportedCharlotte, NC
- Gaiser Financial GroupAug 2020 – Jul 2021Greensboro, NC
- Greensboro Country ClubMay 2020 – Aug 2020Greensboro, NC
- Volvo Group TrucksAug 2019 – Mar 2020Greensboro, NC
- The Cheesecake FactoryMar 2019 – Aug 2019Greensboro, NC
- UPSDec 2018 – Jan 2019Greensboro, NC
- Jimmy John's Gourmet SandwichesApr 2016 – Aug 2018Cornelius, NC
- William A. Hough High SchoolAug 2013 – May 2017Cornelius, NC
- UnemployedAug 2018 – Dec 2018Greensboro, NC
- University of North CarolinaAug 2017 – May 2021Greensboro, NC
- Osaic Wealth, Inc.Sep 2025 – no end date reportedChicago, IL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Robert Manuel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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