Thomas Robert Rogers
Investment Adviser Representative at Financial Transparency
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Robert Rogers is an investment adviser representative with Financial Transparency in Longwood, FL, where they have been registered since 2018. They have worked in the securities industry since 2000 and have been registered with 3 firms, including Trustee Empowerment & Protection, Inc. and Valmark Advisers, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sweetwater LAW Offices, PLCMay 1981 – no end date reportedLongwood, FL
- Wealth StrategiesMay 2000 – no end date reportedDeer Island, FL
- CSSC Brokerage Services, Inc.Mar 2011 – Aug 2018Longwood, FL
- Trustee Empowerment & Protection, Inc.Mar 2011 – Aug 2018Longwood, FL
- Envision Financial Transparency, LLCAug 2018 – no end date reportedGreeensboro, NC
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Financial Transparency
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $25,000
- Let's Get Started1.00%
- Managed Investment Portfolios1.75%
- Customized Managed Accounts2.15%
- Pension Consulting Services1.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Robert Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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