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Thomas Rolfe Pudner

Investment Adviser Representative at MASON INVESTMENT ADVISORY SERVICES INC

Reston, VACRD #4606557Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/3/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/14/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mason Investment Advisory Services Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MASON INVESTMENT ADVISORY SERVICES INCCurrent
5/2/2006Reston, VA
FREED MYERS
1/4/20054/11/2006Chevy Chase, MD
MERRILL LYNCH PIERCE FENNER & SMITH INC.
1/8/200311/8/2004Washington, DC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Rolfe Pudner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Rolfe Pudner - Financial Advisor in Reston, VA | AdvisorFinder