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Thomas Ryan Oldham

Investment Adviser Representative at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Omaha, NECRD #4469948Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
NebraskaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/23/2008
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/4/2007
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 4/29/2013
Series 24
General Securities Principal Examination
Passed 11/8/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mutual OF Omaha Investor Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.Current
12/13/2012Omaha, NE
MUTUAL OF OMAHA INVESTOR SERVICES, INC.Current
11/20/2012Omaha, NE
SECURITIES AMERICA ADVISORS, INC.
12/1/20096/28/2010Irvine, CA
CROWN WEALTH MANAGEMENT, INC.
4/6/200912/1/2009Huntington Beach, CA
SECURITIES AMERICA ADVISORS, INC.
6/20/200812/22/2008Lavista, NE

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Ryan Oldham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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