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Thomas Staley Morton

Investment Adviser Representative at HAWKINS INVESTMENT COUNSEL, LLC

Puyallup, WACRD #1738219Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
3 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Staley Morton has worked in the securities industry since 2011. They have passed the Series 63, 24, and 7 examinations. They are registered to provide investment advisory services in Alaska, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
AlaskaTexasWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/18/1989
Series 7
General Securities Representative Examination
Passed 9/16/1989
Series 24
General Securities Principal Examination
Passed 10/16/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $200,0002.00%
Next $300,0001.50%
Remaining Amount over $500,0001.00%
Source

Hawkins Investment Counsel, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAWKINS INVESTMENT COUNSEL, LLCCurrent
1/17/2011Puyallup, WA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HAWKINS INVESTMENT COUNSEL, LLC

3 other advisors in the directory

View HAWKINS INVESTMENT COUNSEL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Staley Morton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Thomas Staley Morton - Financial Advisor in Puyallup, WA | AdvisorFinder