Thomas Stephen Tuohy
Investment Adviser Representative at Driven Investments LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Stephen Tuohy is an investment adviser representative with Driven Investments LLC in Lehi, UT, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with RBC Capital Markets, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Utah.
Registrations & licenses
- Investment adviser:
- Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RBC Capital Markets, LLCMar 2022 – Mar 2026Minneapolis, MN
- University of St. ThomasSep 2013 – May 2017St. Paul, MN
- MedtronicNov 2021 – Feb 2022Mounds View, MN
- Operation SmileJun 2017 – Mar 2018Managua
- University of MinnesotaAug 2018 – Mar 2020Minneapolis, MN
- Emergency Physicians Professional Association (EPPA)Apr 2018 – Aug 2018Bloomington, MN
- UnemployedApr 2020 – Oct 2021St. Paul, MN
- National Dentex NdxJul 2017 – Oct 2017St. Cloud, MN
- Driven Investments, LLCMar 2026 – no end date reportedLehi, UT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Driven Investments LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- First $250,0002.00%
- $250,001 - $500,0001.80%
- $500,001 - $1,000,0001.75%
- $1,000,001 and up1.70%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Lehi, UT
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Stephen Tuohy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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