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Thomas Stuart Breitbach

Investment Adviser Representative at Vivid Wealth Management, LLC

West Des Moines, IACRD #6438895Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Stuart Breitbach is an investment adviser representative with Vivid Wealth Management, LLC in West Des Moines, IA, where they have been registered since 2022. They have worked in the securities industry since 2015 and were previously registered with Brokers Financial. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Iowa and Texas.

Office

2600 Westown Parkway, Suite 150
West Des Moines, IA 50266

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/17/2015
Series 65
Uniform Investment Adviser Law Examination
Passed 2/3/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/24/2015
Series 24
General Securities Principal Examination
Passed 8/27/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Vivid Wealth Management, LLCCurrent
11/11/2022 – West Des Moines, IA
Brokers Financial
2/4/2015 – 10/11/2022West Des Moines, IA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Brokers Financial
    Jan 2015 – Aug 2022Urbandale, IA
  2. Vivid Wealth Management, LLC
    Feb 2022 – no end date reportedWest Des Moines, IA
  3. Vivid Tax Advisory Services
    Aug 2022 – Aug 2022West Des Moines, IA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Vivid Wealth Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3
Offices listed on AdvisorFinder:
1
Main office:
West Des Moines, IA
SEC file number:
801-126577

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 12, 2026

View full firm profile

Other advisors at Vivid Wealth Management, LLC

2 other advisors in the directory

View Vivid Wealth Management, LLC firm profile

Similar advisors in West Des Moines, IA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Stuart Breitbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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