Thomas Vincent Winkler
Investment Adviser Representative at Virtus Investment Advisers, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Vincent Winkler is an investment adviser representative with Virtus Investment Advisers, LLC in Mount Pleasant, SC, where they have been registered since 2026. They have worked in the securities industry since 2005 and have been registered with 4 firms, including Thornburg Investment Management Inc and Hartford Funds. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
2 states and territories
New York, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hartford Funds Distributors, LLCJul 2013 – Mar 2025Wayne, PA
- Hartford Funds Management Company, LLCOct 2013 – Mar 2025Wayne, PA
- Thornburg Investment ManagementMar 2025 – Jan 2026Santa Fe, NM
- Virtus Investment Advisers, LLCJan 2026 – Aug 2026Mount Pleasant, SC
- VP Distributors, LLCJan 2026 – Aug 2026Mount Pleasant, SC
- Aptus Capital AdvisorsSep 2026 – no end date reportedFairhope, AL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Virtus Investment Advisers, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Mount Pleasant, SC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Vincent Winkler has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched