Thomas William Goldman
Investment Adviser Representative at Creative Planning
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas William Goldman is an investment adviser representative with Creative Planning in High Point, NC, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Sageview Advisory Group, LLC and C-j Advisory, Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in North Carolina, Texas, and Virginia.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- C-j Advisory, Inc.Nov 2019 – Oct 2021San Jose, CA
- J.R. Financial and Insurance ServicesJun 2019 – Sep 2019Santa Clara, CA
- BlueFocus InternationalSep 2018 – Feb 2019Mountain View, CA
- Santa Clara UniversitySep 2016 – Mar 2020Santa Clara, CA
- SageView Advisory GroupOct 2021 – Dec 2025Newport Beach, CA
- Creative Planning, LLCDec 2025 – no end date reportedHigh Point, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Creative Planning
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $200,000 (waivable)
- First $500,0001.20%
- $500,001 – $2,000,0001.00%
- $2,000,001 – $5,000,0000.85%
- $5,000,001 – $10,000,0000.80%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,153
- Offices listed on AdvisorFinder:
- 72
- Main office:
- Overland Park, KS
- SEC file number:
- 801-18564
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 10, 2026
View full firm profileOther advisors at Creative Planning
Showing 12 of 1,153 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas William Goldman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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