Thurston Spaulding Jr
Investment Adviser Representative at Advisory Services Network
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thurston Spaulding Jr. is an investment adviser representative with Advisory Services Network in Alexandria, VA, where they have been registered since 2024. They have worked in the securities industry since 2003 and have been registered with 6 firms, including Ategra Capital Management, LLC and Capital Fiduciary Advisors, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Maryland, Texas, and Virginia.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maryland, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Capital Fiduciary Advisors, LLCFeb 2014 – Apr 2019Alexandria, VA
- THE Spaulding Financial Company, LLCMar 2006 – no end date reportedAlexandria, VA
- Investment Professionals IncFeb 2014 – Nov 2017Alexandria, VA
- Access Capital Management, LLCFeb 2014 – Nov 2017Alexandria, VA
- Ategra Capital Management, LLCMay 2019 – Apr 2024Vienna, VA
- Advisory Services Network, LLCApr 2024 – no end date reportedAtlanta, GA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advisory Services Network
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- First $500,0002.25%
- Next $1,500,000 (up to $2,000,000)1.75%
- Next $3,000,000 (up to $5,000,000)1.50%
- Assets Over $5 million1.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 250
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Atlanta, GA
- SEC file number:
- 801-71112
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Advisory Services Network
Showing 12 of 250 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thurston Spaulding Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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