Timothy Craig Gupton
Investment Adviser Representative at Prosperity - AN Eisneramper Company
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy Craig Gupton is an investment adviser representative with Prosperity - AN Eisneramper Company in Raleigh, NC, where they have been registered since 2024. They have worked in the securities industry since 2010 and have been registered with 3 firms, including Avantax Advisory Services and 1st Global Advisors Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 18
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hughes Pittman & Gupton, LLPFeb 1992 – Feb 2024Raleigh, NC
- 1st Global Advisors, Inc.Nov 2010 – Oct 2019Raleigh, NC
- Avantax Insurance Services, Inc.Nov 2010 – Aug 2024Raleigh, NC
- 1st Global Capital Corp.Nov 2010 – Oct 2019Raleigh, NC
- Avantax Advisory ServicesOct 2019 – Aug 2024Raleigh, NC
- Avantax Investment Services, Inc.Oct 2019 – Aug 2024Raleigh, NC
- HPG Wealthcare Advisors, LLCOct 2010 – Aug 2024Raleigh, NC
- Prosperity - An EisnerAmper CompanyAug 2024 – no end date reportedRaleigh, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Prosperity - AN Eisneramper Company
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment Management, Financial Planning, Estate Planning Guidance, Charitable Giving Strategies, Divorce Planning, Risk Management, 1031 Exchanges with Delaware Statutory Trusts, and Retirement Plan Solutions for businesses.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 62
- Offices listed on AdvisorFinder:
- 9
- Main office:
- Owings Mills, MD
- SEC file number:
- 801-96321
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 28, 2026
View full firm profileOther advisors at Prosperity - AN Eisneramper Company
Showing 12 of 62 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Craig Gupton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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