Timothy David Richardson
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy David Richardson is an investment adviser representative with Cetera Investment Advisers LLC in Herndon, VA, where they have been registered since 2025. They have worked in the securities industry since 2013 and have been registered with 4 firms, including Avantax Advisory Services and Private Advisor Group, LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Virginia.
Registrations & licenses
- Investment adviser:
- Virginia
- Broker:
13 states and territories
California, Colorado, Connecticut, District of Columbia, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Tennessee, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services,incApr 2014 – Jan 2020Reston, VA
- JTB International IncApr 2014 – Sep 2020Reston, VA
- Raymond James Financial Services Advisors Inc.Sep 2018 – Jan 2020Reston, VA
- LPL Financial LLCJan 2020 – Sep 2020Reston, VA
- Private Advisor Group, LLCJan 2020 – Sep 2020Reston, VA
- Avantax Investment Services, Inc.Sep 2020 – Sep 2025Herndon, VA
- Avantax Advisory ServicesSep 2020 – Sep 2025Herndon, VA
- Avantax Insurance Agency, LLCSep 2020 – Sep 2025Herndon, VA
- Timothy Richardson LLCAug 2020 – no end date reportedHerndon, VA
- Fairfax CountySep 2020 – no end date reportedFairfax, VA
- Greenspace FinancialSep 2020 – no end date reportedHerndon, VA
- Cetera Wealth Services, LLCSep 2025 – no end date reportedEl Segundo, CA
- Cetera Investment Advisers LLCSep 2025 – no end date reportedSchaumburg, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy David Richardson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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