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Timothy E Gottus

Investment Adviser Representative at BULL Harbor Capital LLC.

Sarver, PACRD #4859015Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy E. Gottus is an investment adviser representative with BULL Harbor Capital LLC. in Sarver, PA, where they have been registered since 2024. They have worked in the securities industry since 2008 and were previously registered with PARK Avenue Securities LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida, Maryland, Ohio, Pennsylvania, South Carolina, and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Maryland, Ohio, Pennsylvania, South Carolina, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/7/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 5/3/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/23/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/11/2008

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

BULL Harbor Capital LLC.Current
5/30/2024 – Sarver, PA
PARK Avenue Securities LLC
10/18/2016 – 5/21/2024Pittsburgh, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Guardian LIFE Insurqance Company
    Nov 2004 – May 2024Pittsburgh, PA
  2. PARK Avenue Securities
    Mar 2012 – May 2024Pittsburgh, PA
  3. Bull Harbor Capital
    May 2024 – no end date reportedBethesda, MD

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About BULL Harbor Capital LLC.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment management, tax aware strategies, private investments, alternative investments, wealth management, business planning, research and analysis, and advisor practice support.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Investment ManagementTax Aware StrategiesPrivate InvestmentsAlternative InvestmentsWealth ManagementBusiness PlanningHigh-net-worthCapital PreservationAfter-tax ReturnsInstitutional ClientsBusiness Owners

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
29
Offices listed on AdvisorFinder:
3
Main office:
Bethesda, MD
SEC file number:
801-127531

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 1, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy E Gottus has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Timothy E Gottus (BULL Harbor Capital) - Fees & Credentials