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Timothy Francis Shanahan

Investment Adviser Representative at Compass Capital Corporation

Braintree, MACRD #709231Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy Francis Shanahan is an investment adviser representative with Compass Capital Corporation in Braintree, MA, where they have been registered since 1994. They have worked in the securities industry since 1980 and have been registered with 3 firms, including Marketsflow and Cavalier Investments. They have passed 6 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts.

Office

50 Braintree Hill Office Park, Ste 105
Braintree, MA 02184-8734

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
6 states and territories

District of Columbia, Illinois, Massachusetts, Missouri, Nevada, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/28/1980
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/17/1980
Series 27
Financial and Operations Principal Examination
Passed 9/11/1987
Series 24
General Securities Principal Examination
Passed 5/17/1985

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Compass Capital CorporationCurrent
5/14/1994 – Braintree, MA
Marketsflow
6/13/2018 – 12/2/2019Boston, MA
Cavalier Investments
9/23/2015 – 11/29/2016Braintree, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Compass Capital Corp
    Jul 1984 – no end date reportedBraintree, MA
  2. Compass Securities Corporation
    Feb 2015 – no end date reportedBraintree, MA
  3. MarketsFlow Inc.
    Jan 2018 – Nov 2019Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Compass Capital Corporation

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit Sharing

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
11
Offices listed on AdvisorFinder:
3
Main office:
Braintree, MA
SEC file number:
801-21957

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 23, 2026

View full firm profile

Other advisors at Compass Capital Corporation

10 other advisors in the directory

View Compass Capital Corporation firm profile

Similar advisors in Braintree, MA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Francis Shanahan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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