AdFi
TI

Timothy Irving Shumway

Investment Adviser Representative at SUMMIT GLOBAL INVESTMENTS, LLC

Bountiful, UTCRD #2196238Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ColoradoUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/9/2023
Series 66
Uniform Combined State Law Examination
Passed 3/7/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/23/1991
SIE
Securities Industry Essentials Examination
Passed 5/6/2015
Series 7
General Securities Representative Examination
Passed 12/13/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/11/1991
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/6/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $500,0002.00%
$500,000 to $999,9991.70%
$1,000,000 and above1.50%
Source

Summit Global Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUMMIT GLOBAL INVESTMENTS, LLCCurrent
1/7/2025Bountiful, UT
OLYMPUS WEALTH MANAGEMENT, LLC
1/10/20233/20/2023Cottonwood Heights, UT
STRATEGIC ADVISERS, INC.
1/8/20085/7/2015Salt Lake City, UT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SUMMIT GLOBAL INVESTMENTS, LLC

Showing 12 of 98 in the directory

View SUMMIT GLOBAL INVESTMENTS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Irving Shumway has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Timothy Irving Shumway - Financial Advisor in Bountiful, UT | AdvisorFinder