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TJ

Timothy James Black

Investment Adviser Representative at SEI INVESTMENTS MANAGEMENT CORP

Waukesha, WICRD #4537373Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy James Black has worked in the securities industry since 2005. They are registered to provide investment advisory services in Illinois, Pennsylvania, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IllinoisPennsylvaniaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/13/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/29/2002
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/23/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SEI Investments Management Corp Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEI INVESTMENTS DISTRIBUTION CO.Current
1/10/2024Waukesha, WI
SEI INVESTMENTS MANAGEMENT CORPCurrent
1/3/2024Chicago, IL
FIDUCIENT ADVISORS LLC
12/19/20221/29/2024Waukesha, WI
PNC CAPITAL ADVISORS LLC
5/2/20133/30/2022Milwaukee, WI
PNC CAPITAL ADVISORS LLC
4/11/20129/14/2012Milwaukee, WI
PNC INVESTMENTS
11/13/20095/25/2010Waukesha, WI
NATCITY INVESTMENTS, INC.
7/23/200811/13/2009Wauwatosa, WI
AXA ADVISORS, LLC
3/24/20043/24/2004Waukesha, WI

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy James Black has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Timothy James Black - Financial Advisor in Waukesha, WI | AdvisorFinder