Timothy L Paulson
Investment Adviser Representative at Marshall + Sterling Wealth Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy L. Paulson is an investment adviser representative with Marshall + Sterling Wealth Advisors, Inc. in Poughkeepsie, NY, where they have been registered since 2026. They have worked in the securities industry since 2009 and were previously registered with Virtus Investment Advisers, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Allianz Global Investors Distributors LLCMay 2010 – Jan 2017New York, NY
- Allianz Global Investors U.S. LLCJan 2017 – Sep 2020New York, NY
- UnemployedSep 2020 – Aug 2021New York, NY
- Virtus Investment PartnersAug 2021 – Mar 2026New York, NY
- LPL FinancialApr 2026 – no end date reportedPoughkeepsie, NY
- Marshall + Sterling Wealth Advisors, Inc.Mar 2026 – no end date reportedPoughkeepsie, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Marshall + Sterling Wealth Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Poughkeepsie, NY
- SEC file number:
- 801-78688
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 12, 2026
View full firm profileOther advisors at Marshall + Sterling Wealth Advisors, Inc.
9 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy L Paulson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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