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Timothy Matthew Brann

Investment Adviser Representative at SOLTIS INVESTMENT ADVISORS, LLC

Salt Lake City, UTCRD #3121105Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
TexasUtah
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/12/1998
Series 3
National Commodity Futures Examination
Passed 11/14/2006
Series 55
Limited Representative-Equity Trader Exam
Passed 7/25/2001
Series 7
General Securities Representative Examination
Passed 9/29/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/29/2005
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/30/2005
Series 4
Registered Options Principal Examination
Passed 10/12/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.25%
$1,000,000 - $2,000,0001.15%
$2,000,000 - $5,000,0000.90%
$5,000,000 - $10,000,0000.80%
Over $10,000,000
Account minimum: $750,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Soltis Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOLTIS INVESTMENT ADVISORS, LLCCurrent
4/26/2019Salt Lake City, UT
SLATESTONE WEALTH LLC
10/27/20171/7/2019Southlake, TX
BOSTON PRIVATE WEALTH LLC
11/4/201410/28/2016Plano, TX
BANYAN PARTNERS, LLC
7/17/201211/26/2014Keller, TX
FACULTY ADVISORS, INC.
4/13/20093/1/2010Irving, TX

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Matthew Brann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.