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Douglas Paul Kinsey

Investment Adviser Representative at SOLTIS INVESTMENT ADVISORS, LLC

Dayton, OHCRD #1223159Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/15/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 7/2/1999
Series 31
Futures Managed Funds Examination
Passed 3/8/2000
Series 7
General Securities Representative Examination
Passed 8/31/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/21/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.25%
$1,000,000 - $2,000,0001.15%
$2,000,000 - $5,000,0000.90%
$5,000,000 - $10,000,0000.80%
Over $10,000,000
Account minimum: $750,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Soltis Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOLTIS INVESTMENT ADVISORS, LLCCurrent
6/11/2026Dayton, OH
ARTIFEX FINANCIAL GROUP, LLCCurrent
4/27/2011Oakwood, OH
ARTIFEX FINANCIAL GROUP, LLC
3/27/20075/14/2010Oakwood, OH
FIFTH THIRD SECURITIES, INC.
2/1/20053/23/2007Dayton, OH
MORGAN STANLEY
3/16/20016/24/2003Dayton, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Paul Kinsey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Paul Kinsey - Financial Advisor in Dayton, OH | AdvisorFinder