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Timothy Peter Ciraulo

Investment Adviser Representative at HENNION & WALSH ASSET MANAGEMENT, INC.

Boca Raton, FLCRD #1443540Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
23 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy Peter Ciraulo has worked in the securities industry since 1985. They are registered to provide investment advisory services in 23 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
CaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisMaineMarylandMassachusettsMichiganMinnesotaNevadaNew JerseyNew YorkNorth CarolinaOklahomaPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/19/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 3/11/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/14/1985
Series 4
Registered Options Principal Examination
Passed 9/10/1990
Series 24
General Securities Principal Examination
Passed 7/25/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Hennion & Walsh Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HENNION & WALSH ASSET MANAGEMENT, INC.Current
9/1/2016Boca Raton, FL
PMK CAPITAL ADVISORS INC
1/7/20132/3/2014Delray Beach, FL
PMK SECURITIES & RESEARCH, INC.
2/15/201312/31/2013Delray Beach, FL
INVESTMENT SCIENCES, INC.
4/29/19991/30/2006Delary Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Peter Ciraulo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Timothy Peter Ciraulo - Financial Advisor in Boca Raton, FL | AdvisorFinder