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Timothy R Golas

Investment Adviser Representative at Spurstone

Higganum, CTCRD #4955538Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy R. Golas is an investment adviser representative with Spurstone in Higganum, CT, where they have been registered since 2016. They have worked in the securities industry since 2005 and have been registered with 4 firms, including LPL Financial LLC and UBS Financial Services Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut.

Office

12 Scovil Rd
Higganum, CT 06441

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/23/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 6/21/2005
SIE
Securities Industry Essentials Examination
Passed 8/18/2016
Series 7
General Securities Representative Examination
Passed 6/12/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/20/2005
Series 24
General Securities Principal Examination
Passed 5/19/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

SpurstoneCurrent
8/19/2016 – Higganum, CT
LPL Financial LLC
4/3/2009 – 8/18/2016Avon, CT
UBS Financial Services Inc.
2/21/2007 – 4/15/2009Hartford, CT
Metlife Securities Inc.
8/25/2005 – 2/9/2007Wethersfield, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Spurstone Advisory Services, LLC
    Aug 2016 – no end date reportedAvon, CT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Spurstone

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • First $500,0001.40%
  • Next $250,0001.20%
  • Next $250,0001.00%
  • Next $1,000,0000.80%

+4 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3
Offices listed on AdvisorFinder:
1
Main office:
Higganum, CT
SEC file number:
801-127573

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 16, 2026

View full firm profile

Other advisors at Spurstone

2 other advisors in the directory

View Spurstone firm profile

Similar advisors in Higganum, CT

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy R Golas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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