Timothy Thomas Harberts
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy Thomas Harberts is an investment adviser representative with LPL Enterprise, LLC in St Louis Park, MN, where they have been registered since 2024. They have worked in the securities industry since 2005 and have been registered with 7 firms, including Prudential Financial Planning Services and Access Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 51
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
4 states and territories
Iowa, Minnesota, South Dakota, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Locorr DistributorsSep 2015 – May 2017Excelsior, MN
- Ameriprise Financial Services, Inc.May 2018 – Jun 2018St Paul, MN
- UnemployedMay 2017 – Apr 2018Eden Prairie, MN
- UnemployedJun 2018 – Oct 2018Eden Prairie, MN
- TD Ameritrade, Inc.Oct 2018 – Jan 2021St. Cloud, MN
- Access Financial Services, Inc.Feb 2021 – Dec 2021Minneapolis, MN
- TD Ameritrade Investment Management, LLCOct 2018 – Dec 2020St. Paul, MN
- THE Prudential Insurance Company OF AmericaMay 2022 – no end date reportedSt Louis Park, MN
- Pruco Securities LLCMay 2022 – Nov 2024St Louis Park, MN
- UnemployedDec 2021 – May 2022Eden Prairie, MN
- LPL Enterprise, LLCNov 2024 – no end date reportedChaska, MN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Thomas Harberts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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