Timothy Warren Whipple
Investment Adviser Representative at Portside Wealth Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Timothy Warren Whipple is an investment adviser representative with Portside Wealth Group, LLC in Scottdale, AZ, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Vanguard Advisers, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- THE Vanguard Group, Inc.Apr 2021 – Jul 2021Scottsdale, AZ
- Timothy Whipple, PLLCNov 2016 – no end date reportedScottsdale, AZ
- Hub Commercial, LLCDec 2019 – no end date reportedScottsale, AZ
- West USA RealtySep 2015 – Dec 2019Chandler, AZ
- HUB AcquisitionsJul 2023 – Dec 2024Chandler, AZ
- Finalis Securities LLCJul 2023 – Aug 2023New York, NY
- Primerica Financial ServicesFeb 2025 – Nov 2025Phoenix, AZ
- PFS Investments Inc.Jul 2025 – Nov 2025Phoenix, AZ
- Sunbelt Business Brokers of PhoenixDec 2019 – no end date reportedPhoenix, AZ
- Portside Wealth GroupApr 2026 – no end date reportedProvo, UT
- Suncrest AdvisorsApr 2026 – no end date reportedPeoria, AZ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Portside Wealth Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 55
- Offices listed on AdvisorFinder:
- 22
- Main office:
- Provo, UT
- SEC file number:
- 801-127529
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 19, 2026
View full firm profileOther advisors at Portside Wealth Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Warren Whipple has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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