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Tingting Huang

Investment Adviser Representative at Transamerica Financial Advisors, LLC

Alviso, CACRD #7597549Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tingting Huang is an investment adviser representative with Transamerica Financial Advisors, LLC in Alviso, CA, where they have been registered since 2023. They have worked in the securities industry since 2022. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in California.

Office

2099 Gold Street
Alviso, CA 95002-2028

Advisors at this office: 21

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
2 states and territories

California, Maryland

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/14/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 10/1/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/28/2022
SIE
Securities Industry Essentials Examination
Passed 7/24/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Transamerica Financial Advisors, LLCCurrent
1/16/2023 – Alviso, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Transamerica Financial Advisors, Inc
    Jul 2022 – no end date reportedAlviso, CA
  2. Wfgia
    Jan 2013 – no end date reportedAlviso, CA
  3. VSR Accountancy Corporation
    Jan 2007 – no end date reportedCupertino, CA
  4. TTH Services Corporation
    Feb 2015 – no end date reportedSan Jose, CA
  5. Golden Fremont Inc (Company IS Dissolved 2020)
    Jan 2009 – Mar 2020Cupertino, CA
  6. SOGO Foods Inc
    Jan 2020 – Nov 2021San Jose, CA
  7. Dakota Brothers Inc
    Jun 2021 – Aug 2021Cupertino, CA
  8. Dakota Brothers Inc
    Oct 2022 – no end date reportedCupertino, CA
  9. Tropicana Russell Inc
    Oct 2022 – Feb 2026San Mateo, CA
  10. California Department of Social Services -In home Supportive Ser
    Nov 2023 – no end date reportedWest Sacramento, CA
  11. Combined Insurance Company of America
    Dec 2023 – no end date reportedChicago, IL
  12. Kaiser Foundation Health Plan, Inc
    Sep 2024 – no end date reportedOakland, CA
  13. Yvonne MEI Corporation
    Mar 2025 – no end date reportedAlviso, CA
  14. World System Builders (WSB)
    Jan 2017 – no end date reportedAlviso, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Transamerica Financial Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,109
Offices listed on AdvisorFinder:
26
Main office:
Philadelphia, PA
SEC file number:
801-38618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at Transamerica Financial Advisors, LLC

Showing 12 of 1,109 in the directory

View Transamerica Financial Advisors, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tingting Huang has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Tingting Huang (Transamerica Financial Advisors)