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Titus Holliday Harris III

Investment Adviser Representative at U.S. Capital Wealth Advisors, LLC

Austin, TXCRD #4654823Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Titus Holliday Harris is an investment adviser representative with U.S. Capital Wealth Advisors, LLC in Austin, TX, where they have been registered since 2021. They have worked in the securities industry since 2003 and have been registered with 3 firms, including USCA RIA LLC and Sanders Morris Harris Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.

Office

300 West 6th Street, Suite 1900
Austin, TX 78701

Advisors at this office: 58

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
13 states and territories

Alabama, California, Colorado, Connecticut, Florida, Illinois, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/6/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 5/20/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/12/2003

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

U.S. Capital Wealth Advisors, LLCCurrent
6/30/2021 – Austin, TX
USCA RIA LLC
9/7/2011 – 6/30/2021Houston, TX
Sanders Morris Harris Inc.
4/23/2007 – 9/8/2011Houston, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. USCA RIA LLC
    Sep 2011 – Jun 2021Houston, TX
  2. USCA Securities LLC
    Sep 2011 – no end date reportedHouston, TX
  3. U.S. Capital Wealth Advisors, LLC
    Jun 2021 – Jun 2026Austin, TX
  4. Arax Advisory Partners
    Jun 2026 – no end date reportedHouston, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About U.S. Capital Wealth Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$50,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Austin, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Titus Holliday Harris III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Titus Holliday Harris III (U.S. Capital Wealth Advisors)