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Todd Jeffrey Tocco

Investment Adviser Representative at CERTIFIED ADVISORY CORP

Altamonte Springs, FLCRD #2821924Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Todd Jeffrey Tocco has worked in the securities industry since 2003. They have passed the Series 66, 63, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Florida, Maryland, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaMarylandTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/14/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 5/16/1997
SIE
Securities Industry Essentials Examination
Passed 12/31/2014
Series 7
General Securities Representative Examination
Passed 5/13/1997
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 12/10/1999
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/10/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Certified Advisory Corp Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CERTIFIED ADVISORY CORPCurrent
5/21/2010Altamonte Springs, FL
CHARLES SCHWAB & CO., INC.
2/10/20035/6/2010Orlando, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Todd Jeffrey Tocco has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Todd Jeffrey Tocco - Financial Advisor in Altamonte Springs, FL | AdvisorFinder