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Todd Patrick Obrien

Investment Adviser Representative at TRANSCEND ADVISOR GROUP, LLC

Milwaukee, WICRD #6129630Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Wisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/27/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 11/6/2012
Series 7
General Securities Representative Examination
Passed 1/29/2020
SIE
Securities Industry Essentials Examination
Passed 6/19/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/23/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0185
Account minimum: $80,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Transcend Advisor Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRANSCEND ADVISOR GROUP, LLCCurrent
3/22/2021Milwaukee, WI
PRINCIPAL SECURITIES, INC.
2/18/20203/23/2021Mt Pleasant, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TRANSCEND ADVISOR GROUP, LLC

4 other advisors in the directory

View TRANSCEND ADVISOR GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Todd Patrick Obrien has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Todd Patrick Obrien - Financial Advisor in Milwaukee, WI | AdvisorFinder