Traci Lynn Kelly
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Traci Lynn Kelly is an investment adviser representative with Osaic Wealth, Inc. in Tarpon Springs, FL, where they have been registered since 2024. They have worked in the securities industry since 2010 and were previously registered with Smallwood Wealth Management. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
4 states and territories
Florida, New Jersey, Ohio, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JML Financial GroupJan 2009 – Mar 2017Cherry Hill, NJ
- PARK Avenue SecuritiesJan 2010 – Jan 2017Cherry Hill, NJ
- Questar Capital CorporationMar 2017 – Nov 2017Minneapolis, MN
- Tracikellymoney.comDec 2017 – Apr 2020Marlton, NJ
- Ohio National Financial ServicesApr 2015 – Oct 2024Cincinnat, OH
- The O.N. Equity Sales CompanyDec 2017 – Jun 2022Cincinnati, OH
- Smallwood Wealth Investment ManagementMay 2022 – no end date reportedBrandon, FL
- Purshe Kaplan Sterling InvestmentsJun 2022 – Nov 2024Albany, NY
- Osaic Wealth, Inc.Oct 2024 – no end date reportedTarpon Springs, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Traci Lynn Kelly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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