Travis Adam Franks
Investment Adviser Representative at Prosperity Planning
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Travis Adam Franks is an investment adviser representative with Prosperity Planning in North Kansas City, MO, where they have been registered since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Missouri and Texas.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Prosperity PlanningJul 2025 – no end date reportedKansas City, MO
- Prosperity PlanningJul 2024 – Jul 2025Kansas City, MO
- MU Office for Financial SuccessJun 2023 – May 2024Columbia, MO
- Prosperity PlanningJun 2023 – Aug 2023Kansas City, MO
- Hy-Vee, Inc.Feb 2022 – May 2023Columbia, MO
- Agent CleanMay 2019 – Aug 2019Columbia, MO
- School of the OzarksAug 2014 – May 2017Point Lookout, MO
- Rock Bridge High SchoolAug 2017 – May 2018Columbia, MO
- Christian Fellowship SchoolAug 2018 – May 2021Columbia, MO
- University of MissouriAug 2021 – May 2024Columbia, MO
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Prosperity Planning
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $500,000 (waivable)
- $0 - $500,0001.15%
- $500,001 - $1,000,0000.80%
- $1,000,001 - $2,500,0000.70%
- $2,500,001 - $5,000,0000.60%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 1
- Main office:
- North Kansas City, MO
- SEC file number:
- 801-113944
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at Prosperity Planning
9 other advisors in the directory
Similar advisors in North Kansas City, MO
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Travis Adam Franks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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