Trevon Marquis Moody
Investment Adviser Representative at Wells Fargo Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Trevon Marquis Moody is an investment adviser representative with Wells Fargo Advisors in Sioux Falls, SD, where they have been registered since 2025. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Northwestern Mutual Investment Services, LLC and Wells Fargo Clearing Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in South Dakota.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- South Dakota
- Broker:
10 states and territories
Arizona, Colorado, Florida, Idaho, Iowa, Maryland, Minnesota, Nebraska, South Dakota, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Clearing Services, LLCAug 2016 – Jan 2020Sioux Falls, SD
- University of South DakotaAug 2017 – Dec 2017Vermillion, SD
- UnemployedFeb 2020 – Apr 2020Sioux Falls, SD
- Wells Fargo BankAug 2016 – Apr 2018Sioux Falls, SD
- Wells Fargo BankApr 2018 – Jul 2019Sioux Falls, SD
- Northwestern Mutual Life Insurance CompanyMay 2020 – Feb 2021Milwaukee, WI
- Northwestern Mutual Investment Services LLCMay 2020 – Feb 2021Sioux Falls, SD
- Northwestern Mutual Wealth Management CompanyFeb 2021 – Jan 2025Milwaukee, WI
- Wells Fargo Clearing Services, LLC (Jan 2025 – no end date reportedSious Falls, SD
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wells Fargo Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14,697
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-37967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Wells Fargo Advisors
Showing 12 of 14,697 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Trevon Marquis Moody has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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