Tristen Utterback
Investment Adviser Representative at Schamberger, Greylak & Utterback Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tristen Utterback is an investment adviser representative in Chicago, IL, currently registered with Schamberger, Greylak & Utterback Wealth Management, LLC and LPL Financial LLC. They have worked in the securities industry since 2023. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois and Wisconsin.
Registrations & licenses
- Investment adviser:
- Illinois, Wisconsin
- Broker:
5 states and territories
Illinois, Indiana, Minnesota, South Carolina, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of South FloridaAug 2014 – May 2017Tampa, FL
- USF Federal Credit UnionSep 2015 – Jan 2017Tampa, FL
- College Nannies Sitters and TutorsMay 2016 – Dec 2016Tampa, FL
- Raymond James FinancialJan 2017 – Apr 2017St Petersburg, FL
- CitigroupMay 2017 – Apr 2019Tampa, FL
- Northern TrustApr 2019 – Oct 2023Chicago, IL
- University of ChicagoSep 2019 – Jun 2023Chicago, IL
- LPL Financial LLCNov 2023 – no end date reportedChicago, IL
- Schamberger, Greylak & Utterback Wealth Management, LLCJan 2024 – no end date reportedLa Crosse, WI
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Schamberger, Greylak & Utterback Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Estimated blended rate
- 0.011
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 3
- Main office:
- La Crosse, WI
- SEC file number:
- 801-124799
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 8, 2026
View full firm profileOther advisors at Schamberger, Greylak & Utterback Wealth Management, LLC
4 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tristen Utterback has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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