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Troy Lee Flinn

Investment Adviser Representative at LPL Financial LLC

Glen Allen, VACRD #2181105Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Troy Lee Flinn is an investment adviser representative with LPL Financial LLC in Glen Allen, VA, where they have been registered since 2024. They have worked in the securities industry since 1991 and have been registered with 5 firms, including Kestra Advisory Services, LLC and Cambridge Investment Research Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas and Virginia.

Office

4435 Waterfront Dr, Ste. 203
Glen Allen, VA 23060

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas, Virginia
Broker:
25 states and territories

Alabama, California, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Maryland, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, West Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/6/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 10/14/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/12/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/4/1991

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
9/16/2024 – Glen Allen, VA
Kestra Advisory Services, LLC
8/1/2019 – 9/17/2024Glen Allen, VA
Cambridge Investment Research Advisors, Inc.
10/24/2011 – 8/6/2019Glen Allen, VA
Tower Square Securities, Inc.
1/13/2004 – 10/28/2011Richmond, VA
Jefferson Pilot Securities Corp
8/7/2001 – 1/13/2004Richmond, VA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cambridge Investment Research, Inc
    Oct 2011 – Aug 2019Fairfield, IA
  2. Cambridge Investment Research Advisors, Inc
    Oct 2011 – Aug 2019Fairfield, IA
  3. Alpha Wealth Advisors, LLC
    Jul 2012 – no end date reportedGlen Allen, VA
  4. Kestra Investment Services, LLC
    Aug 2019 – Sep 2024Glen Allen, VA
  5. Kestra Advisory Services, LLC
    Aug 2019 – Sep 2024Glen Allen, VA
  6. LPL Financial LLC
    Sep 2024 – no end date reportedGlen Allen, VA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Troy Lee Flinn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Troy Lee Flinn (LPL Financial) - Fees & Credentials