Troy M Mailloux
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Troy M. Mailloux is an investment adviser representative with Charles Schwab & Co., Inc. in Marco Island, FL, where they have been registered since 2021. They have worked in the securities industry since 2007 and have been registered with 10 firms, including TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
8 states and territories
California, Florida, Georgia, Kentucky, New York, North Carolina, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Capitalrock Financial, LLCAug 2015 – Jan 2017Naples, FL
- Charles Schwab & Co., Inc.Dec 2016 – Nov 2019Boca Raton, FL
- TD AmeritradeDec 2019 – Jan 2021Naples, FL
- Charles Schwab & Co., Inc.Jan 2021 – no end date reportedBoca Raton, FL
- TD Ameritrade, Inc.Jul 2021 – Jun 2024Marco Island, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Troy M Mailloux has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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