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Trystan Randazzo

Investment Adviser Representative at LPL Enterprise, LLC

Brooklyn, CTCRD #7760413Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Trystan Randazzo is an investment adviser representative with LPL Enterprise, LLC in Brooklyn, CT, where they have been registered since 2024. They have worked in the securities industry since 2024 and were previously registered with Prudential Financial Planning Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut.

Office

5 Vina Lane
Brooklyn, CT 06234

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
8 states and territories

Connecticut, Florida, Georgia, Massachusetts, Ohio, Oregon, Rhode Island, South Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/4/2024
Series 7
General Securities Representative Examination
Passed 8/31/2024
SIE
Securities Industry Essentials Examination
Passed 6/14/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Enterprise, LLCCurrent
12/23/2024 – Brooklyn, CT
LPL Enterprise, LLCCurrent
12/23/2024 – Manfield Center, CT
Prudential Financial Planning Services
10/4/2024 – 12/6/2024Glastonbury, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Pruco Securities LLC
    May 2024 – Dec 2024Glastonbury, CT
  2. Edwin O. Smith High school
    Aug 2016 – Jul 2020Storrs, CT
  3. University of Connecticut
    Aug 2020 – May 2024Storrs, CT
  4. Stonehurst at Hampton Valley
    May 2021 – Oct 2024Hampton, CT
  5. The Prudential Insurance Company of America
    Oct 2024 – Dec 2024Glastonbury, CT
  6. LPL Enterprise
    Dec 2024 – no end date reportedFort Mill, SC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Enterprise, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,088
Offices listed on AdvisorFinder:
5
Main office:
Fort Mill, SC
SEC file number:
801-130883

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 15, 2026

View full firm profile

Other advisors at LPL Enterprise, LLC

Showing 12 of 3,088 in the directory

View LPL Enterprise, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Trystan Randazzo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Trystan Randazzo (LPL Enterprise) - Fees & Credentials