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Tyler Duane Huck

Investment Adviser Representative at Prosperity Capital Advisors

Cumming, GACRD #5994720Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tyler Duane Huck is an investment adviser representative with Prosperity Capital Advisors in Cumming, GA, where they have been registered since 2023. They have worked in the securities industry since 2012 and have been registered with 4 firms, including Kestra Advisory Services, LLC and NFP Advisor Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and Georgia.

Office

5822 N. Vickery St.
Cumming, GA 30040

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Georgia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/2/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 3/5/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/17/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/31/2012

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prosperity Capital AdvisorsCurrent
9/13/2023 – Cumming, GA
Kestra Advisory Services, LLC
4/27/2016 – 7/31/2023Alpharetta, GA
NFP Advisor Services, LLC
9/10/2015 – 9/22/2016Alpharetta, GA
Investacorp Advisory Services Inc
5/6/2015 – 9/11/2015Alpharetta, GA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Oxygen Financial
    Nov 2013 – Jul 2023Alpharetta, GA
  2. Kestra Investment Services, LLC
    Sep 2015 – Jul 2023Alpharetta, GA
  3. Kestra Advisory Services, LLC
    Apr 2016 – Jul 2023Alpharetta, GA
  4. C2P Capital Advisory Group LLC dba Prosperity Capital Advisors
    Aug 2023 – no end date reportedWestlake, OH
  5. Arseneau Advisory Group, LLC (d.b.a. for advisory business)
    Aug 2023 – no end date reportedCumming, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Prosperity Capital Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$1,000 (waivable)
Firm's annual rate schedule by assets
  • $0 - $499,9990.50%
  • $500,000 - $999,9990.40%
  • $1,000,000 - $1,999,9990.30%
  • $2,000,000 - $4,999,9990.25%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
105
Offices listed on AdvisorFinder:
26
Main office:
Westlake, OH
SEC file number:
801-72187

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 23, 2026

View full firm profile

Other advisors at Prosperity Capital Advisors

Showing 12 of 105 in the directory

View Prosperity Capital Advisors firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tyler Duane Huck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Tyler Duane Huck (Prosperity Capital Advisors)