AdFi
TS

Tyler Stephen Hoffmann

Investment Adviser Representative at CONVERGENCE FINANCIAL

Columbia, MOCRD #5684883Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
39 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 39 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIdahoIllinoisIndianaIowaKansasKentuckyMaineMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/3/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 9/30/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/17/2010
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/27/2015
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/22/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Convergence Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONVERGENCE FINANCIALCurrent
2/3/2021Columbia, MO
LPL FINANCIAL LLCCurrent
1/20/2021Columbia, MO
LPL FINANCIAL LLC
1/20/20211/20/2021Fort Mill, SC
TD AMERITRADE, INC.
2/27/20181/11/2021Chesterfield, MO
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
2/26/201812/31/2020Columbia, MO
SCOTTRADE INVESTMENT MANAGEMENT
2/3/20172/26/2018Saint Louis, MO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CONVERGENCE FINANCIAL

Showing 12 of 25 in the directory

View CONVERGENCE FINANCIAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tyler Stephen Hoffmann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Tyler Stephen Hoffmann - Financial Advisor in Columbia, MO | AdvisorFinder