Ugwumsinachi Constan Ihearahu
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ugwumsinachi Constan Ihearahu is an investment adviser representative with Charles Schwab & Co., Inc. in Annapolis, MD, where they have been registered since 2023. They have worked in the securities industry since 2018 and were previously registered with T. ROWE Price Advisory Services, Inc. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Maryland.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maryland
- Broker:
12 states and territories
California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Maryland, New York, North Carolina, Pennsylvania, Tennessee, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- T. ROWE PriceJun 2017 – Jul 2022Owings Mills, MD
- ELMS CollegeSep 2015 – May 2017Chicopee, MA
- Dominos PizzaJun 2015 – May 2017Springfield, MA
- AramarkJan 2017 – Apr 2017Chicopee, MA
- Charles Schwab & Co., Inc.Jul 2022 – Dec 2022Bethesda, MD
- Charles Schwab Bank, SSBJul 2022 – Dec 2022Bethesda, MD
- Charles Schwab & Co., Inc.Feb 2023 – no end date reportedAnnapolis, MD
- Charles Schwab Bank, SSBFeb 2023 – no end date reportedAnnapolis, MD
- TD Ameritrade Inc.Jun 2023 – May 2024Annapolis, MD
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ugwumsinachi Constan Ihearahu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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