Valeria Carolina Ortega
Investment Adviser Representative at Modern Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Valeria Carolina Ortega is an investment adviser representative in Plantation, FL, currently registered with LWM Advisory Services, LLC and Modern Wealth Management, LLC. They have worked in the securities industry since 2006 and have been registered with 4 firms, including Kovack Advisors, Inc. and Nationwide Investment Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nationwide Investment Services CorporationMay 2009 – Oct 2019Columbus, OH
- Kovack Securities, Inc.Oct 2019 – Jun 2022Fort Lauderdale, FL
- Kovack Advisors, Inc.Oct 2019 – Jun 2022Fort Lauderdale, FL
- LPL Financial LLCJul 2022 – Mar 2026Plantation, FL
- LWM Advisory Services, LLCJul 2022 – no end date reportedPlantation, FL
- Modern Wealth Management, LLCMar 2026 – no end date reportedPlantation, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Modern Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $499,9991.50%
- $500,000 to $999,9991.25%
- $1,000,000 to $2,999,9991.00%
- $3,000,000 to $4,999,9990.75%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 134
- Offices listed on AdvisorFinder:
- 14
- Main office:
- Kansas City, MO
- SEC file number:
- 801-127231
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 2, 2026
View full firm profileOther advisors at Modern Wealth Management, LLC
Showing 12 of 134 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Valeria Carolina Ortega has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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