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Vanessa Lynn Pruett-Urie

Investment Adviser Representative at Prostatis Financial Advisors Group

Hanover, MDCRD #2800178Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vanessa Lynn Pruett-Urie is an investment adviser representative with Prostatis Financial Advisors Group in Hanover, MD, where they have been registered since 2023. They have worked in the securities industry since 2006 and were previously registered with Cetera Advisors LLC. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Maryland.

Office

7580 Buckingham Blvd Suite 180
Hanover, MD 21076

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Maryland

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/19/2023
Series 66
Uniform Combined State Law Examination
Passed 4/17/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/29/1997
Series 24
General Securities Principal Examination
Passed 10/20/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prostatis Financial Advisors GroupCurrent
10/20/2023 – Hanover, MD
Cetera Advisors LLC
4/23/2014 – 10/17/2018Baltimore, MD

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. CETERA ADVISORS LLC dba Shapiro Financial Advisors
    Jul 2005 – Oct 2018El Segundo, CA
  2. Gladway Homes
    Jan 2016 – no end date reportedNottingham, MD
  3. Prostatis Group LLC
    Oct 2023 – no end date reportedHanover, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Prostatis Financial Advisors Group

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCharitable Organizations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
15
Offices listed on AdvisorFinder:
9
Main office:
Hanover, MD
SEC file number:
801-112501

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 30, 2026

View full firm profile

Other advisors at Prostatis Financial Advisors Group

Showing 12 of 15 in the directory

View Prostatis Financial Advisors Group firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vanessa Lynn Pruett-Urie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Vanessa Lynn Pruett-Urie in Hanover, MD - Fees & Credentials