Veronica Jo Smith
Investment Adviser Representative at IHT Wealth Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Veronica Jo Smith is an investment adviser representative with IHT Wealth Management LLC in Sarasota, FL, where they have been registered since 2021. They have worked in the securities industry since 2018 and were previously registered with Principal Securities, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Illinois.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Illinois
- Broker:
10 states and territories
Arizona, Florida, Illinois, Iowa, Minnesota, Ohio, South Carolina, Tennessee, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Urbandale COMM School DistrictJun 2010 – Aug 2017Urbandale, IA
- Perry Community School DistrictAug 2012 – Jul 2017Perry, IA
- Jenny SmithAug 2017 – Feb 2018W Des Moines, IA
- Principal Securities IncFeb 2018 – Jul 2021W Des Moines, IA
- Principal Life Insurance CompanyDec 2018 – Jul 2021W Des Moines, IA
- NavitureAug 2020 – Jul 2021West Des Moines, IA
- LPL Financial LLCJul 2021 – no end date reportedSarasota, FL
- IHT Wealth Management LLCJul 2021 – no end date reportedChicago, IL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About IHT Wealth Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 159
- Offices listed on AdvisorFinder:
- 61
- Main office:
- Chicago, IL
- SEC file number:
- 801-79769
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at IHT Wealth Management LLC
Showing 12 of 159 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Veronica Jo Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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