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Victoria E Ferguson

Investment Adviser Representative at Mercer Global Advisors Inc.

Salt Lake City, UTCRD #6970292Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Victoria E. Ferguson is an investment adviser representative with Mercer Global Advisors Inc. in Salt Lake City, UT, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 7 firms, including Northstar Investment Advisory LLC and Dentist Advisors. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Utah.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Utah

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/17/2021
Series 66
Uniform Combined State Law Examination
Passed 6/29/2020
Series 7
General Securities Representative Examination
Passed 1/10/2020
SIE
Securities Industry Essentials Examination
Passed 8/3/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Mercer Global Advisors Inc.Current
6/9/2025 – Salt Lake City, UT
Northstar Investment Advisory LLC
1/8/2025 – 5/22/2025Salt Lake City, UT
Dentist Advisors
6/2/2023 – 10/15/2024South Jordan, UT
Secfi Advisory Limited
2/28/2023 – 5/16/2023Salt Lake City, UT
Origin Financial
12/2/2022 – 12/12/2022Salt Lake City, UT
Ellevest
8/19/2021 – 10/31/2022New York, NY
Robert W. Baird & Co. Incorporated
6/30/2020 – 6/29/2021Salt Lake City, UT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. University of Utah
    Aug 2015 – May 2019Salt Lake City, UT
  2. Robert W. Baird
    Sep 2020 – Dec 2020Salt Lake City, UT
  3. University of Utah
    Aug 2016 – Apr 2017Salt Lake City, UT
  4. Robert W. Baird
    Jan 2021 – Jun 2021Salt Lake City, UT
  5. University of Utah
    Aug 2018 – May 2019Salt Lake City, UT
  6. Ellevest
    Aug 2021 – Jun 2022New York, NY
  7. Secfi
    Dec 2022 – May 2023Salt Lake City, UT
  8. Dentist Advisors
    May 2023 – Oct 2024South Jordan, UT
  9. Robert W. Baird
    Jun 2019 – Aug 2020Milwaukee, WI
  10. Ellevest
    Jun 2022 – Oct 2022Salt Lake City, UT
  11. Unemployed
    Oct 2022 – Dec 2022Salt Lake City, UT
  12. Unemployed
    Jul 2021 – Jul 2021Salt Lake City, UT
  13. Northstar Investment Advisory LLC
    Dec 2024 – May 2025Salt Lake City, UT
  14. Unemployed
    Nov 2024 – Nov 2024Salt Lake City, UT
  15. Mercer Global Advisors Inc.
    May 2025 – no end date reportedSalt Lake City, UT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mercer Global Advisors Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm's annual rate schedule by assets
  • Wealth Path - First $1,000,0001.30%
  • Wealth Path - Next $1,000,0001.00%
  • Custom Wealth / Ascend Group - First $1,000,0001.10%
  • Custom Wealth / Ascend Group - Next $1,000,0001.00%

+4 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
740
Offices listed on AdvisorFinder:
26
Main office:
Denver, CO
SEC file number:
801-69271

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 17, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Victoria E Ferguson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Victoria E Ferguson (Mercer Global Advisors) | AdvisorFinder