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Vidal Bernard Peoples

Investment Adviser Representative at PARK Avenue Securities LLC

New York, NYCRD #5954405Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vidal Bernard Peoples is an investment adviser representative with PARK Avenue Securities LLC in New York, NY, where they have been registered since 2014, the year they entered the securities industry. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 18 states.

Office

437 Madison Avenue, 29th Floor
New York, NY 10022

Advisors at this office: 81

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia
Broker:
22 states and territories

Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/21/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 8/9/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/19/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/14/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

PARK Avenue Securities LLCCurrent
8/28/2018 – New York, NY
PARK Avenue Securities LLCCurrent
7/14/2014 – New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Guardian LIFE INS
    Apr 2011 – no end date reportedNew York, NY
  2. PARK Avenue Securities
    May 2014 – no end date reportedNew York, NY
  3. Guardian LIFE Insurance Company
    Jun 2024 – no end date reportedNew York, NY
  4. PARK Avenue Securities
    Jun 2024 – no end date reportedNew York, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About PARK Avenue Securities LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Personalized model portfolio recommendations, access to a Park Avenue Securities advisor, periodic rebalancing, no minimum to open a VestWise™ account, and easy 24/7 on-the-go access, with a 0.45% annual fee based on the average daily balance of assets in the account.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Online InvestingModel PortfoliosRetirement PlanningCollege SavingsETFsWrap Fee ProgramRobo-advisoryHuman Advisor Support

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,907
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
SEC file number:
801-58108

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 8, 2026

View full firm profile

Other advisors at PARK Avenue Securities LLC

Showing 12 of 1,907 in the directory

View PARK Avenue Securities LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vidal Bernard Peoples has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Vidal Bernard Peoples (PARK Avenue Securities)