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Vikas Goel

Investment Adviser Representative at WESTPARK CAPITAL, INC.

Irvine, CACRD #3165104Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
7 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vikas Goel has worked in the securities industry since 2002. They are registered to provide investment advisory services in Arizona, California, Idaho, Massachusetts, Oregon, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaCaliforniaIdahoMassachusettsOregonTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/5/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 9/29/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/13/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/2/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Westpark Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WESTPARK CAPITAL, INC.Current
7/18/2016Irvine, CA
NEWPORT COAST ASSET MANAGEMENT
2/3/20127/20/2016Irvine, CA
LPL FINANCIAL LLC
7/1/20099/13/2011Orange, CA
CHASE INVESTMENT SERVICES CORP.
5/2/20097/7/2009Anaheim Hills, CA
WAMU INVESTMENTS, INC.
4/7/20085/2/2009Anaheim Hills, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WESTPARK CAPITAL, INC.

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View WESTPARK CAPITAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vikas Goel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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